Certified Ethics and Compliance Professional (CCEP-I) Standards, Policies, and Procedures CCEP-I
Quiz 7 Question 3 of 20

Suppose you're working the compliance desk and a new client walks in wanting to buy a $50,000 piece of equipment. They open a briefcase filled with stacks of hundred-dollar bills and insist on paying entirely in cash, refusing to use a wire transfer or bank check. Why should this make your compliance radar go off?

Select an answer to reveal the explanation.